The Legacy Mission
The Premier Transfer Agent for the OTC Markets.
Success on the OTCQB and OTCQX requires more than just a registry; it requires a partner who understands
the specific hurdles of micro-cap liquidity and compliance
 Legacy Stock Transfer provides the rapid turnaround and
regulatory precision required to maintain your “Current Information” status and keep your shares moving.
Zero Setup Fees
Rapid DTC Eligibility
Direct Principal Oversight
Navigating OTC Compliance
We Understand the Micro-Cap Lifecycle
From pink sheets to the OTCQX, the rules change fast. We provide the “Insider” guidance that larger, slower
firms can’t provide.
01 Rule 144 Expertise
Seamless handling of restrictive legend removals to facilitate liquidity
02 15c2-11 Support
Providing the accurate data and registry history your market makers need for filings.
03 SEC Reporting Integration
Audit-ready exports that make your quarterly and annual filings effortless.
Liquidity & Electronic Trading
Faster Transfers. Higher Liquidity.
In the OTC markets, delays in share processing can kill momentum. We prioritize speed without sacrificing SEC
rigor.
DWAC & FAST Services
We are fully integrated with the DTCC, allowing for near-instant electronic deposits and withdrawals.
DTC Eligibility Coordination
We guide you through the technical requirements to ensure your stock is “chill free” and ready for brokerage participation.
The "Legacy" Difference for OTC Issuers
Why OTC Companies Choose Legacy Over “Big-Box” Competitors.
The 24-Hour Standard: Most TAs take 3-5 days for OTC transfers. We aim for 24 hours. In a volatile market,
time is capital.
No “Small Cap” Surcharges
We don’t penalize you for your size. You get the same senior-level attention (Jason,
Denise, and Steven) as a NASDAQ-listed firm.
Direct Principal Access
When your market maker has a question, they don’t get a call center. They get an owner
who can resolve the issue on the spot.
The Path to "Up-Listing"
Preparing for the NASDAQ or NYSE-MKT
We don’t just manage your current state; we prepare you for your next one. Our systems are built to the same
standards as the national exchanges, making your eventually up-listing a “clean” transition rather than a technical nightmare.
