The Legacy Mission

About Us

about our platform

70+ Years of Direct Accountability. No Red Tape

Legacy Stock Transfer isn’t a subsidiary of a conglomerate or a venture-backed startup. We are a family-owned and operated firm where the owners are the ones answering the phones and managing your registry. Because we have no outside board members or shareholders to answer to, we have the unique freedom to prioritize our clients’ needs, make decisions instantly, and offer the most flexible terms in the industry.

The Owners & Leadership

A Multi-Generational Commitment to Excellence.

Our team has been navigating the complexities of the stock transfer industry since the 1990s. We don’t just
understand the rules; we’ve seen the industry evolve from the ground up.

Leadership

Experienced Leadership You Can Trust

Our leadership team brings decades of experience guiding issuers through complex corporate actions, compliance requirements, and shareholder relations with precision and confidence.

Denise Bogutski

CEO & Owner

Focus: High-Level Shareholder Relations & Registry Integrity
With a career spanning three decades in the industry, Denise oversees the core of our operations. Her focus is on the long-term health of our client registries and maintaining the highest standard of shareholder relations. She ensures that every investor, from the founder to the retail holder, receives professional, accurate service.

Jason Bogutski

President & Owner

Focus: Corporate Actions & Technical Compliance
A veteran stock transfer agent since the early 1990s, Jason is the firm’s technical anchor. Specializing in complex corporate actions, mergers, and acquisitions, Jason ensures that every structural change to your company’s share structure is executed with absolute regulatory precision.

Steven Test

COO

Focus: Operations, Business Development & Growth

Raised in the stock transfer industry, Steven brings a lifelong understanding
of the business to his role as COO. With over 10 years of hands-on experience
and a Business Management degree from Texas State University, he oversees
day-to-day operations while driving the firm’s growth strategy, new client
outreach, and business development — ensuring Legacy Stock Transfer
continues to evolve and expand without ever losing the personal accountability
that defines us.

WHY HIGH-TOUCH SERVICE WINS

Your Cap Table Deserves a Specialist, Not a Call Center

At many firms, your account is handed off to a junior associate the moment the contract is signed. At Legacy, you have direct access to the firm’s owners. We have the bases covered: from Jason’s technical mastery of corporate actions to Denise’s governance expertise, and Steven’s focus on your company’s growth. We are an agile, expert-led firm designed for high-velocity issuers, designed to move as fast as you do.

JASON

Corporate Actions

Technical execution for splits, mergers, symbol changes, and time-sensitive issuer events.

DENISE

Governance Expertise

Steady oversight, issuer support, and operational discipline that keeps the registry clean and audit-ready.

STEVEN

Growth Focus

Strategic, responsive service built for companies that need a transfer agent who can move at issuer speed

Full Service Capabilities

Small Team. Enterprise Scale

We provide the full infrastructure of an SEC-registered transfer agent, powered by the personal
attention of our principals.

Full support for OTCQB, OTCQX, and NASDAQ-listed issuers
Expertise in stock splits, mergers, name changes, and spin-offs.
Accurate calculation, withholding, and distribution of cash and stock dividends.
Annual meeting coordination, mailing, and tabulations.
Managing Rule 144 restricted securities and Regulation D offerings.
Streamlined processing for shareholder certificate replacement.
Latest Insights

Information is everywhere, but context is rare. We’re pulling back the curtain on the industry to give you the specific, “insider” strategies we’ve developed over 70+ combined years in the weeds. This is where we share the shortcuts, compliance hacks, and registry secrets that only a boutique firm can provide.

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